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Employee Trading

Articles, posts, insights, opinions, factoids or musings with Employee Trading

Employee Personal Account Trading Systems – Integration vs Irritation

24/11/2023

Employee personal account trading systems for insider trading management of compliances only work when properly integrated with organizational systems. Otherwise, user irritation leads to poor compliance.

Who Is A Designated Person Under SEBI Guidelines?

21/03/2023

Designated persons are those connected with the company and reasonably expected to have access to unpublished price-sensitive information or UPSI for that company and comes with several compliance obligations... read on for full details.

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