Insider Trading Risks In The Digital Age
Understand how regulators are navigating insider trading risks in the digital age armed with statutory powers of surveillance.
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Understand how regulators are navigating insider trading risks in the digital age armed with statutory powers of surveillance.
Employee personal account trading systems for insider trading management of compliances only work when properly integrated with organizational systems. Otherwise, user irritation leads to poor compliance.
Trading based on UPSI is Insider Trading at its most basic sense. We know Insider Trading is illegal, but what exactly is UPSI to start with? If it is not important for your job, you may know less than you need.
Designated persons are those connected with the company and reasonably expected to have access to unpublished price-sensitive information or UPSI for that company and comes with several compliance obligations... read on for full details.