The requirement to maintain a SDD is applicable to listed companies as well as to all intermediaries and fiduciaries who handle UPSI of a listed company during business operations. This applies whether they are listed or not. Listed intermediaries would, of course, must comply with Insider Trading requirements for its own listed securities as well as those of its clients.
Affinis smoothly ensures that this is taken care of from all perspectives by enabling compliance for home as well as all other securities.
