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Affinis (25) Affinis FAQs (15) Affinis Key FAQs (4) Compliance (7) FAQs (15) Insider Trading (25) SDD (16) SEBI (20) Structured Digital Database (17) UPSI (15)
As SEBI extends the scope of Prevention of Insider Trading regulations to mutual funds along with the need to maintain a Structured Digital Database, lets take a look at their impact on the compliance challenges they pose.
Affinis(SDD) the Structured Digital Database solution from Jonosfero International is now fully certified as compliant based on extensive independent professional review by Practicing Company Secretary firm
Watch the latest info-video launched to celebrate the successful certification of Affinis(SDD).
In this comprehensive guide, we explore the compliance hurdles faced in compliance with the SEBI Structured Digital Database guidelines with a step-by-step guide to overcoming them.
Lets speak about Compliance challenges in implementing pre clearance requirements for Connected Persons in Insider Trading Regulations.
Learn how to navigate the complexities of designated person compliance as per SEBI requirements with confidence
Pre-clearance procedures are essential to protect your organization from the ill-effects of insider trading but optimizing pre-clearance processes is a huge challenge without the right tool set.
Preventing insider trading is critical for maintaining the integrity of capital markets By mandating the pre-clearance process, SEBI sends a clear message that insider trading will not be tolerated. These regulations demonstrate the importance of ethical business practices to maintain market integrity and investor confidence.
Trading window closure processes are critical to the management of compliances for preventing insider trading. Learn about regulations and frameworks from SEBI.
Structured Digital Database Software clarified for market participants by ICSI and SEBI experts under the SEBI (Prevention of Insider Trading) Regulations.
Structured Digital Database Software clarified for market participants by ICSI and SEBI experts under the SEBI (Prevention of Insider Trading) Regulations.
Discover the global regulatory efforts aimed at combatting insider trading and dive into some of the most riveting cases globally.
Discover the regulatory efforts aimed at combatting unethical Insider Trading behavior and insider trading breaches. Dive into some of the most riveting cases in India and the consequences of non-compliance.
Designated persons are those connected with the company and reasonably expected to have access to unpublished price-sensitive information or UPSI for that company and comes with several compliance obligations... read on for full details.
UPSI means Unpublished Price Sensitive Information. That is valuable. And I was not permitted to use it because of Insider Trading Regulations; that's just silly nonsense (a fictionalized account of an insider)
Insider trading - Discover the top 5 Insider Trading Litigations In India; learn about regulatory efforts to combat unethical conduct and breaches of insider trading laws.
