Insider Trading Risks In The Digital Age
Understand how regulators are navigating insider trading risks in the digital age armed with statutory powers of surveillance.
Employee Personal Account Trading Systems – Integration vs Irritation
Employee personal account trading systems for insider trading management of compliances only work when properly integrated with organizational systems. Otherwise, user irritation leads to poor compliance.
Unpublished Price Sensitive Information: A Comprehensive Guide to UPSI
UPSI - if that word seems to take up a huge part of your day, there is a reason. It takes up even more of your compliance officer’s day and yet more of the regulators. Here is the comprehensive low-down.
What information is UPSI.
Knowing what is Unpublished Price Sensitive Information (UPSI) is the first step to managing surrounding compliances, from employee trading to the structured digital database.
UPSI – It May Not Be What You Think
Trading based on UPSI is Insider Trading at its most basic sense. We know Insider Trading is illegal, but what exactly is UPSI to start with? If it is not important for your job, you may know less than you need.
Insider Trading Regulations for Mutual Funds in India
As SEBI extends the scope of Prevention of Insider Trading regulations to mutual funds along with the need to maintain a Structured Digital Database, lets take a look at their impact on the compliance challenges they pose.
Affinis(SDD); the Fully Certified Structured Digital Database Solution
Affinis(SDD) the Structured Digital Database solution from Jonosfero International is now fully certified as compliant based on extensive independent professional review by Practicing Company Secretary firm
Structured Digital Database; The Info-Video
Watch the latest info-video launched to celebrate the successful certification of Affinis(SDD).
Overcoming the Hurdles of Compliance with SEBI’s SDD Guidelines: A Comprehensive Guide
In this comprehensive guide, we explore the compliance hurdles faced in compliance with the SEBI Structured Digital Database guidelines with a step-by-step guide to overcoming them.
Navigating the Complexities of Designated Person Compliance: Meeting SEBI Requirements with Confidence
Learn how to navigate the complexities of designated person compliance as per SEBI requirements with confidence
Trading Window Closure – Why It Matters
Trading window closure processes are critical to the management of compliances for preventing insider trading. Learn about regulations and frameworks from SEBI.
Structured Digital Database – Knowledge Session 2 by ICSI
Structured Digital Database Software clarified for market participants by ICSI and SEBI experts under the SEBI (Prevention of Insider Trading) Regulations.
Structured Digital Database – Knowledge Session 1 by ICSI
Structured Digital Database Software clarified for market participants by ICSI and SEBI experts under the SEBI (Prevention of Insider Trading) Regulations.
Who Is A Designated Person Under SEBI Guidelines?
Designated persons are those connected with the company and reasonably expected to have access to unpublished price-sensitive information or UPSI for that company and comes with several compliance obligations... read on for full details.
Insider Trading: The Insider’s Perspective
UPSI means Unpublished Price Sensitive Information. That is valuable. And I was not permitted to use it because of Insider Trading Regulations; that's just silly nonsense (a fictionalized account of an insider)
Insider Trading – Why and Who It Hurts
Insider trading is a major concern for market regulators because it can seriously damage the trust and stability of capital markets. This post explores the ways in which insider trading hurts capital markets, from undermining market confidence to encouraging unfair practices. Read on to know more
