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Articles, posts, insights, opinions, factoids or musings with Designated Persons
Employee personal account trading systems for insider trading management of compliances only work when properly integrated with organizational systems. Otherwise, user irritation leads to poor compliance.
Lets speak about Compliance challenges in implementing pre clearance requirements for Connected Persons in Insider Trading Regulations.
Designated persons are those connected with the company and reasonably expected to have access to unpublished price-sensitive information or UPSI for that company and comes with several compliance obligations... read on for full details.
