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What information is UPSI.

What information is UPSI.

Knowing what is Unpublished Price Sensitive Information (UPSI) is the first step to managing surrounding compliances, from employee trading to the structured digital database.

UPSI – It May Not Be What You Think

UPSI – It May Not Be What You Think

Trading based on UPSI is Insider Trading at its most basic sense. We know Insider Trading is illegal, but what exactly is UPSI to start with? If it is not important for your job, you may know less than you need.

Insider Trading Regulations for Mutual Funds in India

Insider Trading Regulations for Mutual Funds in India

As SEBI extends the scope of Prevention of Insider Trading regulations to mutual funds along with the need to maintain a Structured Digital Database, lets take a look at their impact on the compliance challenges they pose.

Trading Window Closure – Why It Matters

Trading Window Closure – Why It Matters

Trading window closure processes are critical to the management of compliances for preventing insider trading. Learn about regulations and frameworks from SEBI.

Who Is A Designated Person Under SEBI Guidelines?

Who Is A Designated Person Under SEBI Guidelines?

Designated persons are those connected with the company and reasonably expected to have access to unpublished price-sensitive information or UPSI for that company and comes with several compliance obligations... read on for full details.

Insider Trading: The Insider’s Perspective

Insider Trading: The Insider’s Perspective

UPSI means Unpublished Price Sensitive Information. That is valuable. And I was not permitted to use it because of Insider Trading Regulations; that's just silly nonsense (a fictionalized account of an insider)